ABA Banking Journal Home
Lucy Griffin

Lucy Griffin

"Lucy and Nancy's Common Sense Compliance" is blogged by both Lucy Griffin and Nancy Derr-Castiglione, both longtime ABA Banking Journal contributing editors on compliance.
    Lucy, a Certified Regulatory Compliance Manager, has over 30 years experience in compliance. She began as a regulator, including stints with the Federal Reserve Board, the Federal Trade Commission, and the Federal Home Loan Bank Board. For many years she managed the ABA Compliance Division. Since 1993 she has served as a compliance consultant as president of Compliance Resources, Inc., Reston, Va. She is also editor of Compliance Action newsletter and senior advisor with Paragon Compliance Group, a compliance training firm.     
    In addition to serving as a Contributing Editor of ABA Banking Journal, Lucy serves on the faculty of ABA's National Compliance Schools board. For more than a decade she developed and administered the case study at ABA's National Graduate School of Compliance Management.She can be reached at

If you knew now what you’ll know then, would you still do what you did?
Good news is, better process helps in many compliance areas
Tip #1: Do what Compliance told you
Don’t panic! Your bank can get through this by prioritizing and focusing
Outsourcing without controls is like driving with a blindfold
Post-crisis regulatory overhaul remakes how American home finance works—and how many lenders will work 
Don't wait for the regs—start talking to H.R., Legal, Operations now!
Post-crisis regulatory overhaul remakes the business
Page 1 of 2


About Us

Connect With Us